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Benjamin Carrington

Ubs Financial Services Inc.

Denver, CO

Denver, CO

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-10
  • CO RA
    APPROVED
    Since 2023-11-10

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

290 W Alameda Avenue Apt 453, Denver, CO 80223 • United States

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbine Country Club Littleton CO 06/2015 08/2021
Leeds Business Research Division Boulder CO 12/2020 05/2021
High To Low Voltage Commerce City CO 05/2021 08/2021
Charles Schwab Lone Tree CO 06/2022 08/2022
University Of Colorado Recreation Center Boulder CO 11/2022 07/2023
Ubs Financial Services, Inc Denver CO 09/2023 Present
University Of Colorado Boulder Boulder CO 08/2018 05/2023
Heritage High School Littleton CO 08/2013 05/2018
  • 06/2015 → 08/2021
    Columbine Country Club
    Littleton, CO
  • 12/2020 → 05/2021
    Leeds Business Research Division
    Boulder, CO
  • 05/2021 → 08/2021
    High To Low Voltage
    Commerce City, CO
  • 06/2022 → 08/2022
    Charles Schwab
    Lone Tree, CO
  • 11/2022 → 07/2023
    University Of Colorado Recreation Center
    Boulder, CO
  • 09/2023 → Present
    Ubs Financial Services, Inc
    Denver, CO
  • 08/2018 → 05/2023
    University Of Colorado Boulder
    Boulder, CO
  • 08/2013 → 05/2018
    Heritage High School
    Littleton, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-10
  • S66 Uniform Combined State Law Examination
    2023-11-10
Other Names
  • Ben Carrington

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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