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Frank J Johnson

Esqwealth

San Diego, CA

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Current Employers
Esqwealth

1324 Sherman Ave., Coeur D'ALene, ID 83814 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-10-29
  • ID RA
    APPROVED
    Since 2024-10-29

Branch Locations

501 West Broadway Suite 800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Fistel, Llp San Diego CA 05/2011 Present
Esq. Wealth Management, Inc. San Diego CA 03/2022 Present
  • 05/2011 → Present
    Johnson Fistel, Llp
    San Diego, CA
  • 03/2022 → Present
    Esq. Wealth Management, Inc.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-16
  • S65 Uniform Investment Adviser Law Examination
    2021-03-16

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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