Lydia Marie Marquez

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-04

TX RA
APPROVED

Since 2024-11-04

Branch Locations

1700 West Wall St Suite 220, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City Of Midland	Midland	TX	07/2015	05/2022
Ubs Financial Services	Midland	TX	05/2022	Present

07/2015 → 05/2022

City Of Midland

Midland, TX
05/2022 → Present

Ubs Financial Services

Midland, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-04

S66 Uniform Combined State Law Examination

2024-11-04

Other Names

Lydia Martin

View on SEC IAPD

Other Firms

CARGILE INVESTMENT MANAGEMENT

TRINCHERA INVESTMENTS, LLC

ASHTON THOMAS PRIVATE WEALTH

EAGLE STRATEGIES LLC

J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BEYOND BALANCED FINANCIAL PLANNING, LLC

Other Investors

CHARLES ROSS GAINES

MICKEY RAY CARGILE

KEITH WAYNE PARKER

CHRISTOPHER LOUIS TEREBESSY

Braden Seth Schaffner

JESUS HIROHITO YAMAGUCHI ESQUIVEL

STEFAN PEREIRA FARIA

Other Offices

CARGILE INVESTMENT MANAGEMENT · MIDLAND, TX

TRINCHERA INVESTMENTS, LLC · MIDLAND, TX

ASHTON THOMAS PRIVATE WEALTH · MIDLAND, TX

EAGLE STRATEGIES LLC · MIDLAND, TX

J.P. MORGAN SECURITIES LLC · MIDLAND, TX

WELLS FARGO CLEARING SERVICES, LLC · MIDLAND, TX

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDLAND, TX

BEYOND BALANCED FINANCIAL PLANNING, LLC · MIDLAND, TX

More in Midland, TX

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