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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

281 E. Flatiron Crossing Dr, Broomfield, CO 80021-8055 • United States

Broomfield, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Broomfield CO 04/2022 Present
General Nutrition Centers Broomfield CO 02/2019 04/2022
General Nutrition Centers Houston TX 08/2018 01/2019
Lyft Houston TX 10/2017 03/2018
General Nutrition Centers Houston TX 10/2017 03/2018
General Nutrition Centers Katy TX 11/2016 10/2017
Bulldog Security Services, Adt Authorized Dealer Spring TX 03/2018 05/2018
Unemployed Bellville TX 05/2014 10/2016
Unemployed Houston TX 06/2018 07/2018
Fidelity Investments Boston MA 03/2025 Present
  • 04/2022 → Present
    Fidelity Investments
    Broomfield, CO
  • 02/2019 → 04/2022
    General Nutrition Centers
    Broomfield, CO
  • 08/2018 → 01/2019
    General Nutrition Centers
    Houston, TX
  • 10/2017 → 03/2018
    Lyft
    Houston, TX
  • 10/2017 → 03/2018
    General Nutrition Centers
    Houston, TX
  • 11/2016 → 10/2017
    General Nutrition Centers
    Katy, TX
  • 03/2018 → 05/2018
    Bulldog Security Services, Adt Authorized Dealer
    Spring, TX
  • 05/2014 → 10/2016
    Unemployed
    Bellville, TX
  • 06/2018 → 07/2018
    Unemployed
    Houston, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-03-22 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Broomfield, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-08
S63 Uniform Securities Agent State Law Examination 2022-08-25
  • S66 Uniform Combined State Law Examination
    2023-03-08
  • S63 Uniform Securities Agent State Law Examination
    2022-08-25
Other Names
  • Stephen Dwayne Babin

View on SEC IAPD

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