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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-29 |
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
1550 Market Street Suite 600, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full-Time Education | Cedar Falls | IA | 08/2018 | 05/2022 |
| Iron Horse Wealth Management | Johnston | IA | 12/2021 | 02/2022 |
| Ubs Financial Services Inc | Chicago | IL | 06/2022 | 07/2026 |
| Myplace Hotels | Altoona | IA | 05/2021 | 08/2021 |
| Pursuit Collection | West Glacier | MT | 05/2020 | 08/2020 |
| Texas Roadhouse | Urbandale | IA | 05/2019 | 08/2019 |
| Prairie Meadows Hotel And Casino | Altoona | IA | 07/2017 | 08/2018 |
| Southeast Polk Schools | Pleasant Hill | IA | 01/2012 | 08/2018 |
| Morgan Stanley | Denver | CO | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
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