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Darina Xuan-Hoang Nghiem

Guardian Wealth Advisors, LLC

Johnson City, TN

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Current Employers
Guardian Wealth Advisors, Llc

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-02
NC RA APPROVED 2023-08-01
  • TN RA
    APPROVED
    Since 2023-08-02
  • NC RA
    APPROVED
    Since 2023-08-01

Branch Locations

4104 N. Roan Street Suite B, Johnson City, TN 37601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Wealth Advisors, Llc Raleigh NC 02/2022 Present
Lv Nail Bar Johnson City TN 01/2013 Present
Other Businesses

LV NAIL BAR- NOT INVESTMENT RELATED; 1057 HAMILTON PLACE, JOHNSON CITY, TN 37604; CO-OWNER; 01/2013; 30-40 HRS/MONTH; MANAGE SALON AND PAPERWORK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-01
  • S65 Uniform Investment Adviser Law Examination
    2023-08-01

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JOHNSON CITY, TN

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