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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-10-30
  • MN RA
    APPROVED
    Since 2024-10-30

Branch Locations

2701 University Avenue Se, Minneapolis, MN 55414-3238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Resource Group Minneapolis MN 04/2022 Present
Apple Spice Box Lunch And Catering Minneapolis MN 10/2019 04/2022
Doubletree Hotels Minneapolis MN 08/2019 10/2019
Acr Homes Roseville MN 09/2018 08/2019
Metro Petro Minneapolis MN 01/2018 04/2018
Tangerine Gifts Rochester MN 06/2015 09/2017
Century Sr. High School Rochester MN 09/2013 06/2017
University Of Minnesota - Twin Cities Minneapolis MN 09/2017 05/2019
Cub Foods Rochester MN 08/2017 01/2018
Cetera Advisor Networks Llc El Segundo CA 08/2023 07/2024
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2024 Present
  • 04/2022 → Present
    North Star Resource Group
    Minneapolis, MN
  • 10/2019 → 04/2022
    Apple Spice Box Lunch And Catering
    Minneapolis, MN
  • 08/2019 → 10/2019
    Doubletree Hotels
    Minneapolis, MN
  • 09/2018 → 08/2019
    Acr Homes
    Roseville, MN
  • 01/2018 → 04/2018
    Metro Petro
    Minneapolis, MN
  • 06/2015 → 09/2017
    Tangerine Gifts
    Rochester, MN
  • 09/2013 → 06/2017
    Century Sr. High School
    Rochester, MN
  • 09/2017 → 05/2019
    University Of Minnesota - Twin Cities
    Minneapolis, MN
  • 08/2017 → 01/2018
    Cub Foods
    Rochester, MN
  • 08/2023 → 07/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE INSURANCE, SECURITIES AND PLANNING BUSINESS UNDER THE NORTH STAR RESOURCE GROUP BRAND; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNING ADMINISTRATIVE COORDINATOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PROVIDING GUIDANCE AND SUPPORT FOR ADVISORS AND TEAM MEMBERS AS A MEMBER OF THE FINANCIAL PLANNING RESOURCE CENTER WITH NORTH STAR;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
  • S66 Uniform Combined State Law Examination
    2024-10-21

View on SEC IAPD

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