Best Investors Account Sign in

Dailoc L Tran

Thrivent Investment Management Inc.

Minneapolis, MN

Irvine, CA

Claim This Profile
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-04-13
TX RA APPROVED 2026-04-13
CA RA APPROVED 2026-03-30
  • OK RA
    APPROVED
    Since 2026-04-13
  • TX RA
    APPROVED
    Since 2026-04-13
  • CA RA
    APPROVED
    Since 2026-03-30

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Santa Ana CA 04/2022 09/2024
Jpmorgan Chase Bank, N.A. Santa Ana CA 08/2019 04/2022
7 Leaves Cafe Garden Grove CA 11/2015 04/2019
Unemployed Garden Grove CA 05/2019 07/2019
Thrivent Investment Management Inc. Minneapolis MN 01/2026 Present
Thrivent Financial Appleton WI 01/2026 Present
Unemployed Irvine CA 09/2024 01/2026
  • 04/2022 → 09/2024
    J.P. Morgan Securities Llc
    Santa Ana, CA
  • 08/2019 → 04/2022
    Jpmorgan Chase Bank, N.A.
    Santa Ana, CA
  • 11/2015 → 04/2019
    7 Leaves Cafe
    Garden Grove, CA
  • 05/2019 → 07/2019
    Unemployed
    Garden Grove, CA
  • 01/2026 → Present
    Thrivent Investment Management Inc.
    Minneapolis, MN
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
  • 09/2024 → 01/2026
    Unemployed
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-27
S63 Uniform Securities Agent State Law Examination 2022-08-22
  • S66 Uniform Combined State Law Examination
    2026-03-27
  • S63 Uniform Securities Agent State Law Examination
    2022-08-22
Other Names
  • Dailoc Tran
  • Dailoc Ly Tran

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor