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Elba Margie Diaz

Wells Fargo Clearing Services, LLC

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-13
CO RA APPROVED 2019-10-28
  • TX RA
    APPROVED_RES
    Since 2026-07-13
  • CO RA
    APPROVED
    Since 2019-10-28

Branch Locations

1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Georgetown TX 10/2016 11/2016
Wells Fargo Clearing Services, Llc Georgetown TX 11/2016 05/2017
Wells Fargo Clearing Services, Llc Denver CO 04/2018 Present
Unemployed Austin TX 05/2017 04/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-26
S63 Uniform Securities Agent State Law Examination 2006-09-20
  • S66 Uniform Combined State Law Examination
    2019-10-26
  • S63 Uniform Securities Agent State Law Examination
    2006-09-20
Other Names
  • Elba Margie Diaz
  • Elba Margie Diaz
  • Elba Diaz Patzelt

View on SEC IAPD

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DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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