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4011 East Sunrise Drive, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-05-12 |
Branch Locations
6929 E Greenway Parkway Suite 150, Scottsdale, AZ 85254 • United States
4011 East Sunrise Drive, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tci Wealth Advisors, Inc. | Scottsdale | AZ | 03/2022 | 07/2024 |
| 1703: A Faith Collaborative | Scottsdale | AZ | 01/2020 | 03/2022 |
| Gliocas Llc | Scottsdale | AZ | 01/2016 | 12/2019 |
| Tci Wealth Advisors, Inc. | Scottsdale | AZ | 07/2024 | 08/2025 |
| Tci Wealth Advisors, Inc. | Scottsdale | AZ | 08/2025 | Present |
UMOM New Day Centers; investment related: No; Location: 3333 East Van Buren Street Phoenix Arizona 85008 United States; Description of the business: UMOM serves as Arizona's largest shelter for families experiencing homelessness.; Position Title: Board Member; Responsibilities Duties: Attend and participate in board meetings, corporate partnerships committee meetings, and UMOM fundraisers and events.; Start date with business: 2026-01-27; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No; Arizona Charitable Gift Planners; Board Member; Not investment related; PO Box 4130 Scottsdale AZ 85261; Description: Nonprofit professional organization for advisors in philanthropy and charitable giving.; Responsibilities: Attend monthly board meetings, serve on a board committee. Provide oversight and support the mission of the organization.; 2026-08-01; 2 Hours per month devoted to business during trading hours; 2 Hours per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business; Contact person: Darin Shebesta; Website address: https://azgiftplanners.org/page-1149373.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-13 |
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