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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-09-08
  • NM RA
    APPROVED
    Since 2025-09-08

Branch Locations

125 Lincoln Ave Ste 401, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Santa Fe NM 04/2022 Present
New Mexico Finance Authority Santa Fe NM 07/2021 04/2022
Ups Santa Fe NM 04/2020 08/2020
Enterprise Car Rentals Santa Fe NM 01/2020 04/2020
Eternity Santa Fe NM 06/2019 08/2019
Polo Ralph Lauren Santa Fe NM 04/2017 08/2017
Wendy's Santa Fe NM 06/2016 12/2016
Student- University Of New Mexico Albuquerque NM 01/2017 07/2021
Student- Santa Fe High School Santa Fe NM 04/2015 05/2017
  • 04/2022 → Present
    Ubs Financial Services
    Santa Fe, NM
  • 07/2021 → 04/2022
    New Mexico Finance Authority
    Santa Fe, NM
  • 04/2020 → 08/2020
    Ups
    Santa Fe, NM
  • 01/2020 → 04/2020
    Enterprise Car Rentals
    Santa Fe, NM
  • 06/2019 → 08/2019
    Eternity
    Santa Fe, NM
  • 04/2017 → 08/2017
    Polo Ralph Lauren
    Santa Fe, NM
  • 06/2016 → 12/2016
    Wendy's
    Santa Fe, NM
  • 01/2017 → 07/2021
    Student- University Of New Mexico
    Albuquerque, NM
  • 04/2015 → 05/2017
    Student- Santa Fe High School
    Santa Fe, NM
Other Businesses

Im a partner for Driven Performance Auto Group (not investment related). We are a mobile mechanic company (no address) that drives to clients and repair their vehicles. I work as a mechanic and take care of all financials. We open the LLC in late May of 2024 and i am 1 of 3 partners. Since May we have been working extensively to purchase all tools required and make sure systems are in place. During trading hours i devote 0 hours to my outside business since my two other partners are running the company while im at work. My role in our business is to make sure all bills are paid in time, CPA receives all receipts and we are up to date for tax purposes and lastly on the weekends i help with cars that are not finished.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-06
  • S66 Uniform Combined State Law Examination
    2025-09-06

View on SEC IAPD

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