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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-23
  • NY RA
    APPROVED
    Since 2024-12-23

Branch Locations

24 Century Hill Drive Suite 105, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christies On The Lake Lake George NY 06/2020 08/2021
Saratoga Spa Golf Saratoga Springs NY 05/2017 08/2021
Suny Canton Canton NY 09/2019 05/2022
Suny Research Foundation Canton NY 01/2020 06/2022
New York Life Insurance Company Latham NY 03/2022 01/2024
South Glens Falls School District South Glens Falls NY 09/2011 06/2019
Nylife Securities Llc Latham NY 03/2022 01/2024
Massmutual Life Insurance Co Latham NY 12/2023 Present
Mml Investors Services, Llc Latham NY 01/2024 Present
Moreau Ems Fort Edward NY 03/2019 07/2024
  • 06/2020 → 08/2021
    Christies On The Lake
    Lake George, NY
  • 05/2017 → 08/2021
    Saratoga Spa Golf
    Saratoga Springs, NY
  • 09/2019 → 05/2022
    Suny Canton
    Canton, NY
  • 01/2020 → 06/2022
    Suny Research Foundation
    Canton, NY
  • 03/2022 → 01/2024
    New York Life Insurance Company
    Latham, NY
  • 09/2011 → 06/2019
    South Glens Falls School District
    South Glens Falls, NY
  • 03/2022 → 01/2024
    Nylife Securities Llc
    Latham, NY
  • 12/2023 → Present
    Massmutual Life Insurance Co
    Latham, NY
  • 01/2024 → Present
    Latham, NY
  • 03/2019 → 07/2024
    Moreau Ems
    Fort Edward, NY
Other Businesses

(1) Name: Upstate Transit of Saratoga Inv Rel: N Add: 207 Geyser Rd, Saratoga NY, 12866 Nature: Drive tour buses Position: Bus Driver Start Date: 04/12/2024 No/Hrs Mo: 10 No/Hrs Mo dur trading: 0 Describe Duties: Drive Tour Buses. (2) Name: Barclay Tax Services Inv Rel: Y Add: 32 Cherry Tree Ln, Gansevoort, NY 12831 Nature: Tax Preparation Position: Principle Start Date: 01/01/2026 No Hrs/Mo: 20 No/Hrs Mo dur trading: 1 Describe Duties: Run tax preparation business, build client growth, marketing and occasional data input. (3) Name: South Glens Falls JV Lacrosse Head Coach Inv Rel: N Add: 42 Merritt Rd, South Glens Falls, NY 12803 Nature: Coaching a JV Lacrosse team for a public high school Position: Head Coach Start Date: 04/07/2026 No Hrs/Mo: 12 No/Hrs Mo dur trading: 0 Describe Duties: Coach a team of freshmen and sophomores for 2 months during the spring. Hold practices daily after trading hours and coach games (up to 16 a year).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-03
S63 Uniform Securities Agent State Law Examination 2022-07-07
  • S65 Uniform Investment Adviser Law Examination
    2024-12-03
  • S63 Uniform Securities Agent State Law Examination
    2022-07-07
Other Names
  • Zack J Lafave

View on SEC IAPD

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