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Rhett Dunn-Sperling

Rbc Capital Markets, LLC

Minneapolis, MN

Minneapolis, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-01-24
  • MN RA
    APPROVED
    Since 2025-01-24

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Marketing, Llc Minneapolis MN 03/2022 Present
Chase Bank Richfield MN 03/2021 03/2022
Us Bank Denver CO 01/2020 03/2021
Stone And Vine Chanlder AZ 01/2015 11/2019
  • 03/2022 → Present
    Rbc Capital Marketing, Llc
    Minneapolis, MN
  • 03/2021 → 03/2022
    Chase Bank
    Richfield, MN
  • 01/2020 → 03/2021
    Us Bank
    Denver, CO
  • 01/2015 → 11/2019
    Stone And Vine
    Chanlder, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-24
  • S66 Uniform Combined State Law Examination
    2025-01-24

View on SEC IAPD

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