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David Malcolm Boggess

Boggess Asset Management

West Palm Beach, FL

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Current Employers
Boggess Asset Management

700 S. Rosemary Ave. Suite 204, West Palm Beach, FL 33401 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

700 S. Rosemary Ave. Suite 204, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boggess Asset Management Llc Trinity FL 05/2021 Present
Boggess Advisory Group Llc Trinity FL 11/2017 Present
Axos Technologies Inc. Wesley Chapel FL 01/2001 11/2017
  • 05/2021 → Present
    Boggess Asset Management Llc
    Trinity, FL
  • 11/2017 → Present
    Boggess Advisory Group Llc
    Trinity, FL
  • 01/2001 → 11/2017
    Axos Technologies Inc.
    Wesley Chapel, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-24
  • S65 Uniform Investment Adviser Law Examination
    2021-08-24
Other Names
  • David Malcom Smith
  • David Boggess

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
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