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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-03
  • AZ RA
    APPROVED
    Since 2024-06-03

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Co., Inc Peoria AZ 06/2022 Present
Ascend Associate Inc. Phoenix AZ 06/2021 02/2022
Discover Financial Services Pheonix AZ 05/2017 02/2021
Super Start Car Wash Peoria AZ 12/2015 04/2017
Arizona State University Tempe AZ 01/2019 05/2022
Charles Schwab Bank, Ssb Peoria AZ 04/2025 Present
  • 06/2022 → Present
    Charles Schwab Co., Inc
    Peoria, AZ
  • 06/2021 → 02/2022
    Ascend Associate Inc.
    Phoenix, AZ
  • 05/2017 → 02/2021
    Discover Financial Services
    Pheonix, AZ
  • 12/2015 → 04/2017
    Super Start Car Wash
    Peoria, AZ
  • 01/2019 → 05/2022
    Arizona State University
    Tempe, AZ
  • 04/2025 → Present
    Charles Schwab Bank, Ssb
    Peoria, AZ
Other Businesses

1) Wild Mamas | Investment Related:No|Advertising|Team Member|12/8/2023|20-40|1.5|Marketing and manufacturing of animal-based cosmetic beauty products and supplements. Educating people of the benefits of the products. Help create the formula of the products in preparation to sell.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-24
S63 Uniform Securities Agent State Law Examination 2022-12-15
  • S66 Uniform Combined State Law Examination
    2024-05-24
  • S63 Uniform Securities Agent State Law Examination
    2022-12-15
Other Names
  • Frank J Case
  • Frankie Case
  • Frank Case

View on SEC IAPD

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