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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Albany | NY | 02/2023 | 11/2025 |
| Advantage Xpo | Cohoes | NY | 03/2022 | 02/2023 |
| Rule 1 Sports | Troy | NY | 10/2021 | 10/2022 |
| Lebaron Hills Country Club | Lakeville | MA | 04/2021 | 12/2021 |
| Averill Park Central School District | Averill Park | NY | 07/2020 | 08/2020 |
| Averill Park Central School District | Averill Park | NY | 07/2019 | 08/2019 |
| Browns Brewing | Troy | NY | 05/2017 | 08/2017 |
| Nazareth University | Rochester | NY | 08/2017 | 05/2018 |
| Suny Hudson Valley Community College | Troy | NY | 01/2016 | 05/2019 |
| Bridgewater State University | Bridgewater | MA | 09/2019 | 12/2021 |
| Excelsior University | Albany | NY | 08/2022 | 08/2025 |
| Strategic Advisers Llc | Boston | MA | 03/2025 | 11/2025 |
| Raymond James Financial Services, Inc. | Latham | NY | 11/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Latham | NY | 11/2025 | Present |
| Fidelity Personal And Workplace Advisors | Albany | NY | 08/2024 | 03/2025 |
| Goldman Sachs & Co. Llc | Jersey City | NJ | 03/2022 | 02/2023 |
| Lasalle Institute | Troy | NY | 08/2013 | 05/2017 |
(1)Name of Business: The Kelton Financial Group Address: 11 Sunset Dr, Latham, NY, 12110-2103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/17/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: See responsibilities in other details section
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-29 |
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