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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-04-08
RI RA APPROVED 2026-04-08
AL RA APPROVED 2026-04-06
MS RA APPROVED 2026-04-06
NE RA APPROVED 2026-04-06
OK RA APPROVED 2026-04-06
VA RA APPROVED 2026-04-06
NV RA APPROVED 2025-10-27
DE RA APPROVED 2023-11-01
WA RA APPROVED 2023-10-27
MN RA APPROVED 2017-10-13
  • AR RA
    APPROVED
    Since 2026-04-08
  • RI RA
    APPROVED
    Since 2026-04-08
  • AL RA
    APPROVED
    Since 2026-04-06
  • MS RA
    APPROVED
    Since 2026-04-06
  • NE RA
    APPROVED
    Since 2026-04-06
  • OK RA
    APPROVED
    Since 2026-04-06
  • VA RA
    APPROVED
    Since 2026-04-06
  • NV RA
    APPROVED
    Since 2025-10-27
  • DE RA
    APPROVED
    Since 2023-11-01
  • WA RA
    APPROVED
    Since 2023-10-27
  • MN RA
    APPROVED
    Since 2017-10-13

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Elk River, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 05/2006 10/2017
Ameriprise Financial Services Inc Minneapolis MN 10/2017 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-09
  • S66 Uniform Combined State Law Examination
    2011-09-09

View on SEC IAPD

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