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Nicolas Mason Santos

Focus Partners Wealth, LLC

West Hartford, CT

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-19
TX RA APPROVED 2024-11-07
  • CT RA
    APPROVED
    Since 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-07

Branch Locations

75 Isham Road Suite 310, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gyl Financial Synergies West Hartford CT 07/2023 11/2024
The University Of Connecticut Foundation Storrs CT 08/2022 05/2023
Brothers Associates Landscaping And Masonry Llc West Hartford CT 05/2023 07/2023
University Of Connecticut Storrs CT 08/2019 05/2023
Conard High School West Hartford CT 09/2015 06/2019
Northwestern Mutual West Hartford CT 05/2022 08/2022
Brothers Associates Landscaping And Masonry Llc West Hartford CT 07/2016 07/2022
The Colony Group, Llc Boston MA 11/2024 01/2025
Focus Partners Wealth, Llc St. Louis MO 01/2025 Present
  • 07/2023 → 11/2024
    Gyl Financial Synergies
    West Hartford, CT
  • 08/2022 → 05/2023
    The University Of Connecticut Foundation
    Storrs, CT
  • 05/2023 → 07/2023
    Brothers Associates Landscaping And Masonry Llc
    West Hartford, CT
  • 08/2019 → 05/2023
    University Of Connecticut
    Storrs, CT
  • 09/2015 → 06/2019
    Conard High School
    West Hartford, CT
  • 05/2022 → 08/2022
    Northwestern Mutual
    West Hartford, CT
  • 07/2016 → 07/2022
    Brothers Associates Landscaping And Masonry Llc
    West Hartford, CT
  • 11/2024 → 01/2025
    The Colony Group, Llc
    Boston, MA
  • 01/2025 → Present
    St. Louis, MO
Previous Registrations
  • 2024-07-22 → 2024-12-06
    Gyl Financial Synergies, Llc
    West Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-20
  • S65 Uniform Investment Adviser Law Examination
    2024-07-20

View on SEC IAPD

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