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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-04
  • CO RA
    APPROVED
    Since 2025-08-04

Branch Locations

1155 Kelly Johnson Blvd Ste 200, Colorado Springs, CO 80920 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Colorado Springs CO 02/2022 05/2022
Association Of Graduates Usafa CO 10/2014 02/2022
Thrivent Investment Management Inc Colorado Springs CO 05/2022 08/2025
Thrivent Financial Appleton WI 07/2022 11/2022
Thrivent Financial Appleton WI 11/2022 08/2025
Lpl Financial Llc Colorado Springs CO 08/2025 Present
  • 02/2022 → 05/2022
    Unemployed
    Colorado Springs, CO
  • 10/2014 → 02/2022
    Association Of Graduates
    Usafa, CO
  • 05/2022 → 08/2025
    Colorado Springs, CO
  • 07/2022 → 11/2022
    Thrivent Financial
    Appleton, WI
  • 11/2022 → 08/2025
    Thrivent Financial
    Appleton, WI
  • 08/2025 → Present
    Colorado Springs, CO
Previous Registrations
Other Businesses

1.08/04/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name FRS Financial Group; Investment Related; at Reported Business Location(s); Start Date 07/30/2025; hrs/mth; hrs during trading 2.08/04/2025; I Am A Santa; Other; Not Investment Related; at Reported Business Location(s); Start Date 07/30/2025; 20hrs/mth; 0hrs during trading 3.10/14/2025; KoKua; Outside/W-2 Employment; Not Investment Related; Colorado Springs,CO; Start Date 10/14/2025; 32hrs/mth; 32hrs during trading 4.05/20/2026; Britton Nursery; Outside/W-2 Employment; Not Investment Related; Colorado Springs,CO; Start Date 03/20/2026; 32hrs/mth; 32hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-27
S63 Uniform Securities Agent State Law Examination 2022-07-05
  • S66 Uniform Combined State Law Examination
    2022-12-27
  • S63 Uniform Securities Agent State Law Examination
    2022-07-05

View on SEC IAPD

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