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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-30 |
| FL | RA | APPROVED | 2013-07-25 |
Branch Locations
401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Ft. Lauderdale | FL | 06/2013 | Present |
1) CFA Society of Miami/ PO Box 960901, Miami, Florida, 33296/ President. I will be responsible for overseeing the activities and functioning of the local society. Works in conjunction with the CFA Institute as a liaison to the society./ start date: 7/1/2021 /// 2) Toast of Las Olas - Toastmasters/ investment related?: no/ Fort Lauderdale, Florida, 33301 US/ Treasurer/ start date: 6/11/2021 /// 3) SLS Lux / Other / Hotel Condo / Passive investor / Proprietor / owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-23 |
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
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