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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
MO RA APPROVED 2023-09-14
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • MO RA
    APPROVED
    Since 2023-09-14

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St. Louis MO 02/2022 06/2023
Us Tech Solutions Inc Jersey City NJ 02/2022 02/2022
Og Hospitality Group Manchester MO 05/2015 02/2022
Country Club Bar And Grill Chesterfield MO 10/2017 10/2019
Resilience (Parent Company - Cydcor) St. Louis MO 01/2019 08/2019
Private Tutoring St. Louis MO 10/2019 02/2022
Premiere Pitching Performance - Stl St. Charles MO 05/2017 03/2018
Louisiana State University Baton Rouge LA 08/2012 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 06/2023 Present
Bank Of America, N.A. Clayton MO 07/2023 Present
  • 02/2022 → 06/2023
    St. Louis, MO
  • 02/2022 → 02/2022
    Us Tech Solutions Inc
    Jersey City, NJ
  • 05/2015 → 02/2022
    Og Hospitality Group
    Manchester, MO
  • 10/2017 → 10/2019
    Country Club Bar And Grill
    Chesterfield, MO
  • 01/2019 → 08/2019
    Resilience (Parent Company - Cydcor)
    St. Louis, MO
  • 10/2019 → 02/2022
    Private Tutoring
    St. Louis, MO
  • 05/2017 → 03/2018
    Premiere Pitching Performance - Stl
    St. Charles, MO
  • 08/2012 → 05/2017
    Louisiana State University
    Baton Rouge, LA
  • 06/2023 → Present
    Clayton, MO
  • 07/2023 → Present
    Bank Of America, N.A.
    Clayton, MO
Previous Registrations
Other Businesses

American Legion Baseball - Volunteer Position - Still Active - Investment related: NO - Address: 225 Old Sulfur Springs Rd., Manchester, MO, 63021 - Nature/Position/Title: High School Baseball Coach - Start Date: 05/2013 - Hrs/Month: Approximately 12 hrs/mo . All Outside of Trading Hours - Games and practices are required to be scheduled outside of the workweek per American Legion rules. - Description: On-field coaching for Varsity, JV, and Freshman American Legion, Post-208, baseball teams. Unpaid as American Legion is a non-profit enterprise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2022-05-06
Other Names
  • Jack Hogan
  • John Hogan
  • John Patrick Hogan

View on SEC IAPD

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