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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
27101 Puerta Real Ste 160, Mission Viejo, CA 92691-8536 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Fitness | Chino | CA | 04/2019 | 12/2019 |
| Student | Walnut | CA | 01/2015 | 08/2021 |
| San Bernardino County | San Bernardino | CA | 06/2019 | 10/2021 |
| Amazon | Chino | CA | 10/2018 | 07/2020 |
| Unemployed | Chino | CA | 11/2021 | 03/2022 |
| Uber | Chino | CA | 01/2018 | 01/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2022 | 09/2022 |
| Northwestern Mutual Investment Services Llc | Woodland Hls | CA | 03/2022 | 09/2022 |
| Fidelity Investments Llc | Brea | CA | 10/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-08 |
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