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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01

Branch Locations

1435 Anacapa Street, Santa Barbara, CA 93101 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Coast Financial, Llc Santa Barbara CA 03/2021 03/2025
Umemployed Hermosa Beach CA 06/2020 03/2021
Full-Time Education Los Angeles CA 03/2015 09/2016
Uc Santa Barbara Santa Barbara CA 09/2016 06/2020
Cerity Partners Llc New York NY 04/2025 Present
  • 03/2021 → 03/2025
    West Coast Financial, Llc
    Santa Barbara, CA
  • 06/2020 → 03/2021
    Umemployed
    Hermosa Beach, CA
  • 03/2015 → 09/2016
    Full-Time Education
    Los Angeles, CA
  • 09/2016 → 06/2020
    Uc Santa Barbara
    Santa Barbara, CA
  • 04/2025 → Present
    New York, NY
Previous Registrations
  • 2022-03-21 → 2025-04-04
    West Coast Financial, Llc
    Avila Beach, CA
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-16
  • S65 Uniform Investment Adviser Law Examination
    2021-11-16

View on SEC IAPD

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