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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-18 |
| KS | RA | APPROVED | 2022-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kansas Army National Guard | Emporia | KS | 10/2013 | 10/2019 |
| Student | Emporia | KS | 08/2011 | 05/2017 |
| Usd 253 | Emporia | KS | 07/2014 | 06/2017 |
| Deployment - Army | Multiple | KS | 02/2018 | 05/2019 |
| C & C Group | Lenexa | KS | 06/2017 | 02/2018 |
| C & C Group | Lenexa | KS | 05/2019 | 03/2022 |
| Lpl Financial Llc | Topeka | KS | 02/2022 | Present |
1)03/16/2022 - ArroWealth Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 01/06/2023 - Stanley Tax - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CPA - Start Date: 01/02/2023 - 40 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-18 |
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