Best Investors Account Sign in

Daniel J Waldron

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wallingford, CT

Branford, CT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
CT RA APPROVED 2022-10-25
  • TX RA
    APPROVED
    Since 2022-10-31
  • CT RA
    APPROVED
    Since 2022-10-25

Branch Locations

938 N Colony Rd, Wallingford, CT 06492 • United States

1081 W Main Street, Branford, CT 06405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lerner Associates, Inc. Westport CT 03/2022 08/2022
Brescome Barton North Haven CT 03/2015 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stratford CT 08/2022 Present
Bank Of America, N.A. Stratford CT 10/2022 Present
  • 03/2022 → 08/2022
    David Lerner Associates, Inc.
    Westport, CT
  • 03/2015 → 12/2021
    Brescome Barton
    North Haven, CT
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Stratford, CT
  • 10/2022 → Present
    Bank Of America, N.A.
    Stratford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30
Other Names
  • Daniel Waldron

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
TOOMEY INVESTMENT MANAGEMENT, INC
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
SENTINEL ASSET MANAGEMENT, LLC
ARMSTRONG ADVISORY GROUP INC.

Other Investors

CAMERON EARL RICE
TIMOTHY GILBERT LASSEN
PETER JOSEPH COWEN
JOHN JOSEPH CAPECE
FRANK CHRISTOPHER ADAMS
Spencer M Rogers
TIMOTHY RYAN MACDONALD
ROB CASSELLA

Other Offices

LPL FINANCIAL LLC · WALLINGFORD, CT
LPL ENTERPRISE, LLC · WALLINGFORD, CT
TOOMEY INVESTMENT MANAGEMENT, INC · WALLINGFORD, CT
LPL FINANCIAL LLC · WALLINGFORD, CT
CETERA INVESTMENT ADVISERS LLC · WALLINGFORD, CT
WELLS FARGO CLEARING SERVICES, LLC · WALLINGFORD, CT
CETERA INVESTMENT ADVISERS LLC · WALLINGFORD, CT
EDWARD JONES · WALLINGFORD, CT

More in Wallingford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor