Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-26
HI RA APPROVED 2022-07-20
  • TX RA
    APPROVED
    Since 2022-10-26
  • HI RA
    APPROVED
    Since 2022-07-20

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 02/2022 Present
University Of Washington Seattle WA 09/2015 08/2018
University Of Hawaii Honolulu HI 08/2018 07/2021
Unemployed Honolulu HI 07/2021 02/2022
Bank Of America, N.A. Honolulu HI 06/2022 Present
  • 02/2022 → Present
    Honolulu, HI
  • 09/2015 → 08/2018
    University Of Washington
    Seattle, WA
  • 08/2018 → 07/2021
    University Of Hawaii
    Honolulu, HI
  • 07/2021 → 02/2022
    Unemployed
    Honolulu, HI
  • 06/2022 → Present
    Bank Of America, N.A.
    Honolulu, HI
Other Businesses

I*1768273, Entity Type: Business or Industry Organization Name of OBA: Honolulu Japanese Chamber of Commerce Address: Honolulu, HI 96826 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/10/2024 No Hours: 3 No Hours during trading: 0 Duties: Honolulu Japanese Chamber of Commerce (HJCC) is focused on promoting good citizenship and camaraderie in the Japanese-American community on Oahu. As a part of the membership committee, I will be assisting with the engagement and retainment of current members. I*5221291 Entity Type: Entity For Profit Name of OBA: Erica Lau Address: Honolulu, Hawaii, 96814 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/01/2026 Number of Hours: 14, Weekly Number of Hours during trading: 0, Weekly Duties: Selling enamel pins via eCommerce site Sourcing designs for product, communicating with manufacturers for production of product, managing online orders of product, packing and shipping product

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15
Other Names
  • Erica A Lau

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor