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Current Employers
Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-16
FL RA APPROVED 2024-07-15
  • TX RA
    APPROVED
    Since 2025-12-16
  • FL RA
    APPROVED
    Since 2024-07-15

Branch Locations

525 Okeechobee Blvd Suite 1600, West Palm Beach, FL 33401 • United States

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Boca Raton FL 06/2016 12/2018
Bank Of America Palm Beach FL 12/2018 05/2024
Cresset Asset Management, Llc Chicago IL 05/2024 Present
  • 06/2016 → 12/2018
    Citigroup
    Boca Raton, FL
  • 12/2018 → 05/2024
    Bank Of America
    Palm Beach, FL
  • 05/2024 → Present
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-08
S63 Uniform Securities Agent State Law Examination 2007-12-05
  • S66 Uniform Combined State Law Examination
    2016-08-08
  • S63 Uniform Securities Agent State Law Examination
    2007-12-05
Designations

View on SEC IAPD

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