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Carter T Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-04
CT RA APPROVED 2025-08-05
  • TX RA
    APPROVED_RES
    Since 2025-11-04
  • CT RA
    APPROVED
    Since 2025-08-05

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Cohoes NY 01/2022 07/2025
Alku Amherst MA 09/2017 05/2021
University Of Massachusetts Amherst Amherst MA 09/2018 04/2019
North Rockland Central School District Stony Point NY 09/2004 09/2017
Unemployed Stony Point NY 05/2021 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 07/2025 Present
Bank Of America, N.A. Wellesley Hills MA 10/2025 Present
  • 01/2022 → 07/2025
    Goldman Sachs
    Cohoes, NY
  • 09/2017 → 05/2021
    Alku
    Amherst, MA
  • 09/2018 → 04/2019
    University Of Massachusetts Amherst
    Amherst, MA
  • 09/2004 → 09/2017
    North Rockland Central School District
    Stony Point, NY
  • 05/2021 → 12/2021
    Unemployed
    Stony Point, NY
  • 07/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wellesley Hills, MA
  • 10/2025 → Present
    Bank Of America, N.A.
    Wellesley Hills, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-19
  • S66 Uniform Combined State Law Examination
    2022-03-19
Other Names
  • Carter T Smith
  • Carter Thomas Smith

View on SEC IAPD

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