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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-04 |
| MN | RA | APPROVED | 2022-08-11 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
8770 E Point Douglas Rd S, Cottage Grove, MN 55016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | St Paul | MN | 02/2022 | Present |
| Wells Fargo Bank, Na | St Paul | MN | 01/2022 | Present |
| Aspen Creek Kennels | Woodville | WI | 03/2006 | Present |
| Keller Williams Premier Realty | Woodbury | MN | 09/2020 | 12/2021 |
ASPEN CREEK KENNELS, LLC; NOT INV RELATED; WOODVILLE, WI; 100% OWNERSHIP INCLUDING SPOUSE; START 5/7/2017; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; DOG TRAINING BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-18 |
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