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Raul Cerceda-Cota

Wells Fargo Clearing Services, LLC

Denver, CO

Boulder, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-16
  • CO RA
    APPROVED
    Since 2022-06-16

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

3307 30Th St, Boulder, CO 80301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Longmont CO 02/2022 Present
Wells Fargo Bank, Na Longmont CO 11/2018 Present
Art Cleaners Boulder CO 04/2017 10/2018
Cci Longmont CO 02/2013 02/2017
  • 02/2022 → Present
    Wells Fargo Clearing Services, Llc
    Longmont, CO
  • 11/2018 → Present
    Wells Fargo Bank, Na
    Longmont, CO
  • 04/2017 → 10/2018
    Art Cleaners
    Boulder, CO
  • 02/2013 → 02/2017
    Cci
    Longmont, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-16
  • S66 Uniform Combined State Law Examination
    2022-06-16
Other Names
  • Raul Cerceda-Cota

View on SEC IAPD

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