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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-28 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Irvine | CA | 02/2000 | 03/2022 |
| Wells Fargo Advisors Llc | Villa Park | CA | 12/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Villa Park | CA | 11/2016 | 03/2022 |
| Comerica | Costa Mesa | CA | 03/2022 | 11/2023 |
| Ameriprise Financial Services, Llc | Costa Mesa | CA | 11/2023 | 06/2025 |
| Wells Fargo Clearing Services | Irvine | CA | 06/2025 | Present |
| Wells Fargo Bank | Irvine | CA | 06/2025 | Present |
Business Ownership; Co-owner; Just Plane Partners, LLC, Not Investment-Related; 07/20/2024; 10 hours per month; 0 during trading hours. 1/3 Ownership in Piper Airplane. 23095 Sleeping Oak Drive, Yorba Linda CA 92887. Board Member: San Bernardino Mountain Patrol, Board of Directors; Pelachik; Gregory J; Board Member; 133 S. Van Gordon St, Suite 100, Lakewood, CO, 80228; Not Investment-Related; 09/03/2021; 10 to 19 hours per month; 0 during trading hours. Advisor for non profit ski patrol that supports the skiing community in Big Bear Lake, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-06 |
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