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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-28
  • CA RA
    APPROVED
    Since 2025-07-28

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Irvine CA 02/2000 03/2022
Wells Fargo Advisors Llc Villa Park CA 12/2010 11/2016
Wells Fargo Clearing Services, Llc Villa Park CA 11/2016 03/2022
Comerica Costa Mesa CA 03/2022 11/2023
Ameriprise Financial Services, Llc Costa Mesa CA 11/2023 06/2025
Wells Fargo Clearing Services Irvine CA 06/2025 Present
Wells Fargo Bank Irvine CA 06/2025 Present
  • 02/2000 → 03/2022
    Wells Fargo Bank, N.A.
    Irvine, CA
  • 12/2010 → 11/2016
    Wells Fargo Advisors Llc
    Villa Park, CA
  • 11/2016 → 03/2022
    Villa Park, CA
  • 03/2022 → 11/2023
    Comerica
    Costa Mesa, CA
  • 11/2023 → 06/2025
    Costa Mesa, CA
  • 06/2025 → Present
    Wells Fargo Clearing Services
    Irvine, CA
  • 06/2025 → Present
    Wells Fargo Bank
    Irvine, CA
Previous Registrations
  • 2023-11-03 → 2025-06-17
    Costa Mesa, CA
  • 2023-10-18 → 2023-11-03
    Comerica Securities
    Costa Mesa, CA
  • 2010-12-15 → 2022-03-23
    El Segundo, CA
    Charlotte, NC
    Newport Beach, CA
    Minneapolis, MN
    Irvine, CA
    Villa Park, CA
    Irvine, CA
    Newport Beach, CA
    Irvine, CA
    Irvine, CA
    Minneapolis, MN
    Tarpon Springs, FL
  • 2006-07-07 → 2010-12-15
    Wells Fargo Investments, Llc
    Villa Park, CA
    Orange, CA
    Villa Park, CA
Other Businesses

Business Ownership; Co-owner; Just Plane Partners, LLC, Not Investment-Related; 07/20/2024; 10 hours per month; 0 during trading hours. 1/3 Ownership in Piper Airplane. 23095 Sleeping Oak Drive, Yorba Linda CA 92887. Board Member: San Bernardino Mountain Patrol, Board of Directors; Pelachik; Gregory J; Board Member; 133 S. Van Gordon St, Suite 100, Lakewood, CO, 80228; Not Investment-Related; 09/03/2021; 10 to 19 hours per month; 0 during trading hours. Advisor for non profit ski patrol that supports the skiing community in Big Bear Lake, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-06
  • S66 Uniform Combined State Law Examination
    2006-07-06
Designations

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