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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-24
  • CO RA
    APPROVED
    Since 2024-09-24

Branch Locations

2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Colorado Springs CO 01/2022 Present
Usps Colorado Springs CO 06/2021 01/2022
Unemployed Colorado Springs CO 02/2021 06/2021
Allegion Colorado Springs CO 03/2016 02/2021
  • 01/2022 → Present
    T Rowe Price
    Colorado Springs, CO
  • 06/2021 → 01/2022
    Usps
    Colorado Springs, CO
  • 02/2021 → 06/2021
    Unemployed
    Colorado Springs, CO
  • 03/2016 → 02/2021
    Allegion
    Colorado Springs, CO
Other Businesses

(1) Walmart; Non Investment Related; Colorado Springs, CO; Cashier; Employee; 1/23/23; 80 hours per month; 0 during trading (2) 5280 Community Waste Solutions; Non Investment Related; Littleton, CO; Trash Collector; Pick up trash; 1/4/2023; 24 hours per month; 0 during trading (3) Circle K; Non Investment Related; Cashier; Customer Service, Stock, Cashiering; 1/1/2025; 20-24 hours per month; 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-17
S63 Uniform Securities Agent State Law Examination 2023-01-24
  • S66 Uniform Combined State Law Examination
    2024-09-17
  • S63 Uniform Securities Agent State Law Examination
    2023-01-24

View on SEC IAPD

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