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Timothy Bryan Phelps

Ae Wealth Management, LLC

Topeka, KS

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-10-06
  • KS RA
    APPROVED
    Since 2023-10-06

Branch Locations

2950 Sw Mcclure Rd, Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daire Queen Brazier Topeka KS 12/2005 01/2022
Capitol Federal Savings Topeka KS 08/2009 07/2019
Ae Wealth Management, Llc Topeka KS 02/2022 Present
Ae Financial Services, Llc Topeka KS 02/2022 Present
  • 12/2005 → 01/2022
    Daire Queen Brazier
    Topeka, KS
  • 08/2009 → 07/2019
    Capitol Federal Savings
    Topeka, KS
  • 02/2022 → Present
    Topeka, KS
  • 02/2022 → Present
    Ae Financial Services, Llc
    Topeka, KS
Other Businesses

AE Wealth Management, LLC; Yes Investment Related; 2950 SW McClure Rd, Topeka, KS 66614; RIA; Trade Recon Associate; 02/2022; Approx. 160hrs/Mo; Approx. 130hrs/Mo during Security Trading Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-05
  • S66 Uniform Combined State Law Examination
    2023-10-05
Other Names
  • Timothy Bryan Phelps

View on SEC IAPD

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