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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-02
TX RA APPROVED 2025-06-27
  • AZ RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED
    Since 2025-06-27

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

228 W Chandler Heights Rd, Chandler, AZ 85248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 08/2013 07/2017
Rbc Capital Markets, Llc Phoenix AZ 07/2017 10/2017
Rbc Capital Markets, Llc Phoenix AZ 10/2017 01/2020
City National Bank Phoenix AZ 10/2017 01/2020
Jpmorgan Chase Bank, N.A. Chandler AZ 03/2020 Present
J.P. Morgan Securities Llc Chandler AZ 03/2020 Present
Unemployed Chandler AZ 02/2020 02/2020
Previous Registrations
Other Businesses

Entity Name: Desert Botanical Garden Investment related: Yes "Address: 1201 N. Galvin Parkway Phoenix, AZ 85008 https://www.dbg.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/26/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Desert Botanical Garden located in AZ and is committed to advancing excellence in education, research, exhibition and conservation of desert plants with an emphasis on the Sonoran Desert. I will serve on the Board of Trustees, chair the Planned Giving Committee, and be a member of the Finance Committee. These roles are dissimilar to my firm role and I will not provide financial services or expertise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-31
  • S66 Uniform Combined State Law Examination
    2007-03-31
Other Names
  • Rea Doria
  • Rea Doria Mayer

View on SEC IAPD

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