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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-11-10
  • PA RA
    APPROVED
    Since 2023-11-10

Branch Locations

1000 Continental Drive Suite 695, Kng Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Customers Bank Wyomissing PA 06/2015 01/2017
Mooney Insurance Brokers Wayne PA 06/2017 07/2017
Unemployed Orwigsburg PA 01/2017 06/2017
Unemployed Orwigsburg PA 02/2023 10/2023
Cetera Advisor Networks Blue Bell PA 04/2022 02/2023
Mark Ziegler State Farm Philadelphia PA 01/2019 04/2022
Leslie Intrieri Allstate Montgomeryville PA 07/2017 01/2019
Northwestern Mutual Investment Services Llc Kng Of Prussia PA 11/2023 Present
Jason Lewis Kng Of Prussia PA 10/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2023 Present
  • 06/2015 → 01/2017
    Customers Bank
    Wyomissing, PA
  • 06/2017 → 07/2017
    Mooney Insurance Brokers
    Wayne, PA
  • 01/2017 → 06/2017
    Unemployed
    Orwigsburg, PA
  • 02/2023 → 10/2023
    Unemployed
    Orwigsburg, PA
  • 04/2022 → 02/2023
    Cetera Advisor Networks
    Blue Bell, PA
  • 01/2019 → 04/2022
    Mark Ziegler State Farm
    Philadelphia, PA
  • 07/2017 → 01/2019
    Leslie Intrieri Allstate
    Montgomeryville, PA
  • 11/2023 → Present
    Kng Of Prussia, PA
  • 10/2023 → Present
    Jason Lewis
    Kng Of Prussia, PA
  • 11/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2022-05-17 → 2023-03-16
    Cetera Wealth Services, Llc
    Wayne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-16
  • S66 Uniform Combined State Law Examination
    2022-05-16
Other Names
  • Michael Bruce
  • Michael Robert Bruce
  • Mike Bruce Bruce

View on SEC IAPD

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