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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-02-07
  • PA RA
    APPROVED
    Since 2011-02-07

Branch Locations

1000 Continental Drive Suite 695, Kng Of Prussia, PA 19406 • United States

Center Valley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kevin Dwyer Center Valley PA 11/2007 Present
Northwestern Mutual Investment Services, Llc Center Valley PA 08/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2015 Present
  • 11/2007 → Present
    Kevin Dwyer
    Center Valley, PA
  • 08/2010 → Present
    Center Valley, PA
  • 06/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. 50% OWNER OF RESIDENTIAL CONDO UNIT AT 1949 WILLINGS LN, HELLERTOWN, PA AS OF FEB 2012; MISC DUTIES REQUIRING APPROX. 1 HOUR PER MONTH 2. 75% OWNER, DVR REALTY LLC, 3260 MUIRFIELD ROAD, CENTER VALLEY, , PENNSYLVANIA, 18034, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 2/13/2012, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY MANAGEMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-03
  • S66 Uniform Combined State Law Examination
    2011-02-03

View on SEC IAPD

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