Best Investors Account Sign in

Christopher D Tharp

Northwestern Mutual Investment Services, LLC

Kng Of Prussia, PA

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-09-26
  • PA RA
    APPROVED
    Since 2005-09-26

Branch Locations

1000 Continental Drive Suite 695, Kng Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Wayne PA 08/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 12/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2016 12/2019
Stephen T Guinan King Of Prussia PA 12/2019 Present
  • 08/2005 → Present
    Northwestern Mutual Investment Services, Llc
    Wayne, PA
  • 01/2016 → 12/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2016 → 12/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2019 → Present
    Stephen T Guinan
    King Of Prussia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-24
  • S66 Uniform Combined State Law Examination
    2005-08-24

View on SEC IAPD

Other Firms

ISQ CAPITAL
INDEPENDENCE SQUARE HOLDINGS, LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
STERLING CAPITAL MANAGEMENT LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
AVC FUND MANAGEMENT, LLC

Other Investors

MICHAEL SEAN ROBUSTELLI
Benjamin Michael Feld
Andrew Peter Aprahamian
STEPHEN THOMAS GUINAN
JASON W LEWIS
DAVID J RUBINO
Justin Deni
DONALD DAMIAN LANGDON

Other Offices

ISQ CAPITAL · KING OF PRUSSIA, PA
INDEPENDENCE SQUARE HOLDINGS, LLC · KING OF PRUSSIA, PA
PARK AVENUE SECURITIES LLC · KING OF PRUSSIA, PA
PARK AVENUE SECURITIES LLC · KING OF PRUSSIA, PA
LPL FINANCIAL LLC · KING OF PRUSSIA, PA
TRUIST ADVISORY SERVICES, INC. · KING OF PRUSSIA, PA
STERLING CAPITAL MANAGEMENT LLC · KING OF PRUSSIA, PA
LPL FINANCIAL LLC · KING OF PRUSSIA, PA

More in Kng Of Prussia, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor