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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-12-21 |
Branch Locations
1000 Continental Drive Suite 695, Kng Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Wayne | PA | 03/2008 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2010 | Present |
| Northwestern Mutual Investment Services, Llc | Wayne | PA | 12/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NOT INVESTMENT-RELATED. 2.100% OWNER, MSR5, LLC, LEGAL ENTITY, START DATE: 11/10/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, OWNER; INVESTMENT-RELATED. 3. OWNER, JHMMSR, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 12/31/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-13 |
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