Best Investors
Account
Sign in
Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2008-03-28 |
Branch Locations
1000 Continental Drive Suite 695, Kng Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 09/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Wayne | PA | 10/1990 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
(1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. (2) 100% OWNER, THE GUINAN FINANCIAL GROUP, LLC, (PERSONAL INSURANCE BUSINESS), 1000 CONTINENTAL DRIVE, KNG OF PRUSSIA, , PENNSYLVANIA, 19406, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 1/1/2009, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, INCORPORATION OF NM BUSINESS OPERATIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-04 |
Reach out to this advisor