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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-10
  • AZ RA
    APPROVED
    Since 2023-08-10

Branch Locations

6720 N Scottsdale Road Suite 290, Scottsdale, AZ 85253 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 01/2022 08/2023
Minnesota Life Insurance Co St Paul MN 01/2022 08/2023
Northstar Resource Group Minneapolis MN 01/2022 Present
Self-Employed Phoenix AZ 10/2005 02/2024
Luxe Valet Scottsdale AZ 10/2014 Present
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2022 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2022 → Present
    Northstar Resource Group
    Minneapolis, MN
  • 10/2005 → 02/2024
    Self-Employed
    Phoenix, AZ
  • 10/2014 → Present
    Luxe Valet
    Scottsdale, AZ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-03-11 → 2023-08-10
    Securian Financial Services, Inc.
    Phoenix, AZ
    Minneapolis, MN
    Phoenix, AZ
Other Businesses

1) VALET POSITION: Employee NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2014 ADDRESS: 6991 E Camelback Rd, Scottsdale AZ 85251, United States DESCRIPTION: I valet at a steakhouse. Very easy work. Park the cars when the customers arrive and bring their cars up when they leave the restaurant. 2) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2022 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers hat have selling arrangement with Securian Financial or MN Life Insurance Co. 3) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-16
  • S66 Uniform Combined State Law Examination
    2022-02-16

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