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John Stephen Matthews

Mml Investors Services, LLC

Memphis, TN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-09
TN RA APPROVED 2022-11-28
  • TX RA
    APPROVED
    Since 2023-05-09
  • TN RA
    APPROVED
    Since 2022-11-28

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Memphis TN 12/2021 Present
Mml Investors Services, Llc Memphis TN 01/2022 Present
Bancorpsouth Tupelo MS 06/2020 08/2020
Mossy Oak Golf Course West Point MS 09/2021 11/2021
Strategic Financial Partners Memphis TN 06/2021 08/2021
Tupelo High School Tupelo MS 08/2013 05/2017
Jones County Jr. College Ellisville MS 08/2017 07/2018
Unemployed Memphis TN 06/2017 07/2017
Mississippi State College Starkville MS 08/2018 12/2021
  • 12/2021 → Present
    Massmutual Life Insurance Company
    Memphis, TN
  • 01/2022 → Present
    Mml Investors Services, Llc
    Memphis, TN
  • 06/2020 → 08/2020
    Bancorpsouth
    Tupelo, MS
  • 09/2021 → 11/2021
    Mossy Oak Golf Course
    West Point, MS
  • 06/2021 → 08/2021
    Strategic Financial Partners
    Memphis, TN
  • 08/2013 → 05/2017
    Tupelo High School
    Tupelo, MS
  • 08/2017 → 07/2018
    Jones County Jr. College
    Ellisville, MS
  • 06/2017 → 07/2017
    Unemployed
    Memphis, TN
  • 08/2018 → 12/2021
    Mississippi State College
    Starkville, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
  • S66 Uniform Combined State Law Examination
    2022-11-15
Other Names
  • Stephen Matthews

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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