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James M Dieguez

Ameriprise Financial Services, LLC

White Plains, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-01
  • NY RA
    APPROVED
    Since 2024-10-01

Branch Locations

399 Knollwood Rd Ste G10, White Plains, NY 10603-1944 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc White Plains NY 01/2022 Present
Full-Time Student Ny NY 09/2004 05/2022
Other Businesses

Independent Insurance Brokering; Mass Mutual; 01/16/2026; Fixed Annuity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30

View on SEC IAPD

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