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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-09 |
| VI | RA | APPROVED | 2024-01-09 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Minneapolis | MN | 08/2007 | Present |
(1) NAME OF ENTITY: Austin Bruins Hockey Club ADDRESS: 501 2nd Ave NE, Austin, MN 55912 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: May 01, 2017 CAPACITY: Other DUTIES: Develop scouting calendar, Oversee scouting needs for organization, initiate recruiting process for future players, Assist in player trades, acquisitions, organizational roster construction, Work with coaching staff to identify areas of need and recruiting to fit those areas. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: The Austin Bruins ADDRESS: 501 2nd Ave NE Austin MN 55912 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: May 01, 2017 CAPACITY: Other DUTIES: Asst General Manager of Austin Bruins Hockey Club. Oversee player scouting and roster management. Help coaching staff with tactics, upcoming opponent scouting, and overall organization management. HOURS DEVOTED PER MONTH: 20 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
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