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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-27 |
| IN | RA | APPROVED | 2024-12-09 |
| KY | RA | APPROVED | 2023-12-13 |
| MD | RA | APPROVED | 2023-12-13 |
| SC | RA | APPROVED | 2023-12-13 |
| GA | RA | APPROVED | 2023-08-11 |
| FL | RA | APPROVED | 2020-08-13 |
| TX | RA | APPROVED_RES | 2014-01-14 |
| VA | RA | APPROVED | 2009-08-25 |
| CA | RA | APPROVED | 2009-08-18 |
| NC | RA | APPROVED | 2006-10-18 |
Branch Locations
204 Muirs Chapel Road Suite 100, Greensboro, NC 27410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Aris Inc | Greensboro | NC | 05/2004 | Present |
| Guardian Life Insurance Company Of America | Greensboro | NC | 08/2013 | Present |
| Park Avenue Securities | Greensboro | NC | 08/2013 | Present |
1) Insurance as a Broker-When Guardian does not have a product or does not approve a client for underwriting, I place the business elsewhere,. Start: 07/01/2007, Address: 204 Muirs Chapel Road, Suite 100, Greensboro, NC 27410, 20 total hours per month, 20 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-30 |
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