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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-05-12
  • AL RA
    APPROVED
    Since 2023-05-12

Branch Locations

305 Church Street Sw Suite 620, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tennessee Valley Authority Athens AL 11/2011 10/2022
Avantax Investment Services Inc. Madison AL 03/2022 10/2022
Avantax Advisory Services Madison AL 03/2022 10/2022
Raymond James & Associates, Inc. Huntsville AL 05/2023 Present
Retired Madison AL 10/2022 05/2023
  • 11/2011 → 10/2022
    Tennessee Valley Authority
    Athens, AL
  • 03/2022 → 10/2022
    Avantax Investment Services Inc.
    Madison, AL
  • 03/2022 → 10/2022
    Avantax Advisory Services
    Madison, AL
  • 05/2023 → Present
    Huntsville, AL
  • 10/2022 → 05/2023
    Retired
    Madison, AL
Previous Registrations
  • 2022-07-09 → 2022-10-18
    Avantax Advisory Services
    Madison, AL
Other Businesses

(1)Name of Business: DBA James Stone Address: 334 Stoneham Way, Madison, AL, 35756, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Coordinating rentals and maintenance with rental management company. (2)Name of Business: Skyline Missionary Baptist Church Address: 536 Slaughter Road, Madison, AL, 35758, United States Activity Type: Religious Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 05/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Prepare and present quarterly reports, reimburse approved expenses and pay church bills.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • James Alvord Stone
  • James A Stone
  • Jim Stone
  • James Stone

View on SEC IAPD

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