Roger Samuel Barnes

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-01-24

AL RA
APPROVED

Since 2025-01-24

Branch Locations

303 Williams Ave Sw Suite 611, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Huntsville	AL	05/1994	01/2025
First Financial Group	Birmingham	AL	10/1983	Present
Osaic Wealth, Inc.	Huntsville	AL	01/2025	Present

05/1994 → 01/2025

Lincoln Financial Advisors Corporation

Huntsville, AL
10/1983 → Present

First Financial Group

Birmingham, AL
01/2025 → Present

Osaic Wealth, Inc.

Huntsville, AL

Previous Registrations

2000-04-25 → 2025-01-24

Osaic Fa, Inc.

Huntsville, AL

Huntsville, AL

Other Businesses

1) ROGER S. BARNES - FIRST FINANCIAL GROUP OF THE SOUTH WEALTH MANAGEMENT 303 WILLIAMS AVE. SUITE 621 HUNTSVILLE, AL CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS, ACCIDENT & HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE START DATE: 05/19/2014 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-07-09

S63 Uniform Securities Agent State Law Examination

1984-07-09

View on SEC IAPD