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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-08-14
  • KY RA
    APPROVED
    Since 2023-08-14

Branch Locations

100 W Main St Suite 500, Lexington, KY 40507 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rw Baird Louisville KY 03/2023 Present
Rw Baird Louisville KY 01/2022 03/2023
Unemployed Louisville KY 04/2020 01/2023
White Lodging Services Louisville KY 12/2017 04/2020
White Lodging Services Louisville KY 10/2017 12/2017
White Lodging Services Louisville KY 06/2017 10/2017
Unemployed Louisville KY 02/2017 06/2017
Article Menswear Cincinnati OH 04/2015 02/2017
  • 03/2023 → Present
    Rw Baird
    Louisville, KY
  • 01/2022 → 03/2023
    Rw Baird
    Louisville, KY
  • 04/2020 → 01/2023
    Unemployed
    Louisville, KY
  • 12/2017 → 04/2020
    White Lodging Services
    Louisville, KY
  • 10/2017 → 12/2017
    White Lodging Services
    Louisville, KY
  • 06/2017 → 10/2017
    White Lodging Services
    Louisville, KY
  • 02/2017 → 06/2017
    Unemployed
    Louisville, KY
  • 04/2015 → 02/2017
    Article Menswear
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-04
Other Names
  • Trey Jolly
  • James M Jolly

View on SEC IAPD

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