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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-08
TX RA APPROVED 2026-05-08
  • LA RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED
    Since 2026-05-08

Branch Locations

2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Darnall, Sikes, Gardes & Frederick Lafayette LA 02/2001 Present
1St Global Capital Corp. Lafayette LA 05/2006 10/2019
1St Global Advisors, Inc. Lafayette LA 08/2006 10/2019
Avantax Insurance Services, Inc. Lafayette` LA 06/2016 09/2025
Avantax Investment Services, Inc. Lafayette LA 10/2019 09/2025
Avantax Advisory Services Lafayette LA 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Lafayette LA 12/2024 09/2025
Dsg&F Real Estate Investments, Llc Lafayette LA 01/2023 Present
Cetera Wealth Services, Llc Lafayette LA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Avantax Planning Partners, Inc. Dubuque IA 03/2026 Present
  • 02/2001 → Present
    Darnall, Sikes, Gardes & Frederick
    Lafayette, LA
  • 05/2006 → 10/2019
    1St Global Capital Corp.
    Lafayette, LA
  • 08/2006 → 10/2019
    1St Global Advisors, Inc.
    Lafayette, LA
  • 06/2016 → 09/2025
    Avantax Insurance Services, Inc.
    Lafayette`, LA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Lafayette, LA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Lafayette, LA
  • 12/2024 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Lafayette, LA
  • 01/2023 → Present
    Dsg&F Real Estate Investments, Llc
    Lafayette, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lafayette, LA
  • 09/2025 → Present
    Schaumburg, IL
  • 03/2026 → Present
    Dubuque, IA
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Lafayette, LA
  • 2006-09-01 → 2019-10-25
    1St Global Advisors Inc
    Lafayette, LA
Other Businesses

1) DARNALL, SIKES & FREDERICK (A CORPORATION OF CERTIFIED PUBLIC ACCOUNTANTS) POSITION: PARTNER NATURE: Certified Public Accountant at a public accounting firm. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/31/2001 ADDRESS: 2000 Kaliste Saloom Rd, Ste 300, Lafayette LA 70508 DESCRIPTION: Partner/supervisor managing a tax and accounting practice. 2) DARNALL SIKES WEALTH PARTNERS LLC POSITION: Financial Advisor NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 07/09/2018 ADDRESS: 2000 Kaliste Saloom Rd, Suite 300, Lafayette LA 70508 DESCRIPTION: Normal duties associated with a Financial Advisor 3) DSG&F REAL ESTATE INVESTMENTS, LLC POSITION: Member NATURE: Rental real estate partnership which owns the real estate that our CPA firm Darnall, Sikes & Frederick operates in. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 2000 Kaliste Saloom Rd Ste 300, Lafayette LA 70508, United States DESCRIPTION: I will attend member meetings twice per year to keep comprised of the business updates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-03
  • S66 Uniform Combined State Law Examination
    2006-08-03
Designations

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