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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-08 |
| TX | RA | APPROVED | 2026-05-08 |
Branch Locations
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Darnall, Sikes, Gardes & Frederick | Lafayette | LA | 02/2001 | Present |
| 1St Global Capital Corp. | Lafayette | LA | 05/2006 | 10/2019 |
| 1St Global Advisors, Inc. | Lafayette | LA | 08/2006 | 10/2019 |
| Avantax Insurance Services, Inc. | Lafayette` | LA | 06/2016 | 09/2025 |
| Avantax Investment Services, Inc. | Lafayette | LA | 10/2019 | 09/2025 |
| Avantax Advisory Services | Lafayette | LA | 10/2019 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Lafayette | LA | 12/2024 | 09/2025 |
| Dsg&F Real Estate Investments, Llc | Lafayette | LA | 01/2023 | Present |
| Cetera Wealth Services, Llc | Lafayette | LA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Avantax Planning Partners, Inc. | Dubuque | IA | 03/2026 | Present |
1) DARNALL, SIKES & FREDERICK (A CORPORATION OF CERTIFIED PUBLIC ACCOUNTANTS) POSITION: PARTNER NATURE: Certified Public Accountant at a public accounting firm. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/31/2001 ADDRESS: 2000 Kaliste Saloom Rd, Ste 300, Lafayette LA 70508 DESCRIPTION: Partner/supervisor managing a tax and accounting practice. 2) DARNALL SIKES WEALTH PARTNERS LLC POSITION: Financial Advisor NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 07/09/2018 ADDRESS: 2000 Kaliste Saloom Rd, Suite 300, Lafayette LA 70508 DESCRIPTION: Normal duties associated with a Financial Advisor 3) DSG&F REAL ESTATE INVESTMENTS, LLC POSITION: Member NATURE: Rental real estate partnership which owns the real estate that our CPA firm Darnall, Sikes & Frederick operates in. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 2000 Kaliste Saloom Rd Ste 300, Lafayette LA 70508, United States DESCRIPTION: I will attend member meetings twice per year to keep comprised of the business updates.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-03 |
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