Best Investors Account Sign in

Liam P Ambrosio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Latham, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-21
NY RA APPROVED 2023-01-30
  • TX RA
    APPROVED
    Since 2023-02-21
  • NY RA
    APPROVED
    Since 2023-01-30

Branch Locations

26 Century Hill Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Glens Falls NY 01/2022 12/2022
Ivci Hauppauge NY 11/2020 12/2021
Head Of The Bay Club Huntington NY 06/2014 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 12/2022 Present
Rtm Business Group New York NY 05/2020 11/2020
Suny Oneonta Oneonta NY 08/2016 05/2020
Bank Of America, N.A. Latham NY 02/2023 Present
  • 01/2022 → 12/2022
    Morgan Stanley Smith Barney Llc
    Glens Falls, NY
  • 11/2020 → 12/2021
    Ivci
    Hauppauge, NY
  • 06/2014 → 01/2021
    Head Of The Bay Club
    Huntington, NY
  • 12/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Latham, NY
  • 05/2020 → 11/2020
    Rtm Business Group
    New York, NY
  • 08/2016 → 05/2020
    Suny Oneonta
    Oneonta, NY
  • 02/2023 → Present
    Bank Of America, N.A.
    Latham, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
  • S66 Uniform Combined State Law Examination
    2022-09-16

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC
MML INVESTORS SERVICES, LLC
CAPABLE WEALTH, LLC
LPL FINANCIAL LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC
ALPHASTAR CAPITAL MANAGEMENT

Other Investors

Becky M Sciortino
CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY
GALLAGHER FIDUCIARY ADVISORS, LLC · Latham, NY

More in Latham, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor