Austin Sandoval

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 03/2022
  Le Papagayo
  Carlsbad, CA
• 05/2021 → 08/2021
  Unemployment
  Oceanside, CA
• 08/2019 → 05/2021
  California State University Long Beach
  Long Beach, CA
• 12/2017 → 03/2020
  Pacific Coast Grill
  Cardiff, CA
• 01/2016 → 12/2017
  Nixon Inc.
  Encinitas, CA
• 02/2022 → 10/2022
  Thrivent Investment Management Inc
  Del Mar, CA
• 06/2022 → 10/2022
  Thrivent Financial
  Appleton, WI
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
• 08/2017 → 11/2017
  Pf Changs
  Carlsbad, CA
• 11/2017 → 08/2018
  Darden Restaurants
  Carlsbad, CA
• 04/2019 → 03/2020
  Belly Up Tavern
  Cardiff, CA
• 11/2022 → Present
  Bank Of America N.A.
  La Jolla, CA

Previous Registrations

• 2022-06-02 → 2022-10-06
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Del Mar, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-06-01
• S63 Uniform Securities Agent State Law Examination
  2022-05-13

Other Names

• Austin Cody Sandoval